Market practices & Documents

FilenameInfoModified
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8a_MyStds_Rules for SMPG_NMPG Specifications 20131029_SMPG comments.docx 252 KB
CA167_Consent_20130523_Final_v3.docx 57 KB
CA203_SR2015_CA_CRs_SummaryList_v3.xlsx 20 KB
CA210_Illustration of usage of QINS QREC QOVE_Feb_2014.doc 69 KB
CA210_Question 36B QREC.docx 21 KB
CA221_TaxMessagingFlow+.docx 135 KB
CA226_Disclosures v2.xlsx 12 KB
CA226_RU_DSCL comments final.docx 44 KB
CA239_GMP1_FlowSection_Reviewed_v2.docx 106 KB
CA240 Disclosure_CH_example.docx 63 KB
CA240_Certif_Disclosure_Grid_v2.xls 32 KB
CA240_Disclosure_Certification_MANDEvents.xlsx 12 KB
CA264_ISITC_Lottery_Event__Market_Practice_2014_ver_3.0 FINAL.docx 74 KB
CA265_StockLendingDeadlines_MT564_v3.docx 25 KB
CA267_MINP_MAXP.docx 14 KB
CA268 - updated GMP1 narrative section.doc 36 KB
CA268 - updated GMP1 narrative section_v2.doc 33 KB
CA268_Howtoinstruct_FR_UK_Samples.docx 45 KB
CA268_MT_narratives_Comparison - updated 240914.xlsx 20 KB
CA268_MT_narratives_Comparison.xlsx 19 KB
CA269_SMPG confirmation of contractual payments - London meeting.ppt 322 KB
CA270_StatusReasonCodeListsAlignment.docx 81 KB
CA275_DVCA to DRIP – Principles Wording.docx 20 KB
CA276_INTR PINK at Issuers discretion 2014.docx 18 KB
CA277_Official Corporate Action Event Reference_draft revisions_June2014.docx 80 KB
CA277_SMPG CA PV request on MeetId CORP COAF.docx 60 KB
CA278 Usage of PRFC and NWFC from ISITC Corporate Action Market Practice.docx 171 KB
CA278_PRFC NWFC for GMP Part 1 proposal.docx 20 KB
CA279_ClaimsProcessing.ppt 90 KB
CA279_Comparison_MC_reporting_v7.xlsx 30 KB
CA279_SR2006_CRIII_78.docx 33 KB
CA280_MT564_DE_Taxes_Funds.xls 311 KB
CA280_WHT_Feedback from NMPGs.xlsx 14 KB
CA280_WithholdingTax_Proposal (final) 09may14.docx 38 KB
CA282_2014 04 MSWM Discussion.pdf 65 KB
CA284_LargeAmounts.docx 23 KB
CA285_FDIV_PDIV_FR_Usage.docx 21 KB
CA285_FDIV_PDIV_Usage.docx 40 KB
CA346_ConduitForeignIncome_AU_NMPG.pdf 26 KB
CA353_Analisi_EXRI_v1.4_diluitivi_mercato.xlsx 18 KB
CA353_CapitalIncrease_NewEvent_IT.docx 23 KB
CA357_BOLevel_BODEtails.docx 21 KB
CA358_Tax_codes_NRES_and_TAXC_with_IMPU_-_PREC_-_TIER.xlsx 12 KB
CA358_Tax_codes_NRES_and_TAXC_with_IMPU_-_PREC_-_TIER_v2.xlsx 14 KB
CA358_Tax_codes_NRES_and_TAXC_with_IMPU_-_PREC_-_TIER_v2_.xlsx 14 KB
CA358_Tax_codes_NRES_and_TAXC_with_IMPU_-_PREC_-_TIER_v3.xlsx 14 KB
CA358_Tax_codes_NRES_and_TAXC_with_IMPU_-_PREC_-_TIER_v4.xlsx 14 KB
CA360_Taxation_Securities_Distribution.DOCX 227 KB
CA361_FractionalHolding_Inputs.docx 19 KB
CA362_CAPA_at_BeneficiaryOwnerLevel.docx 27 KB
CA363_InterestRate_CouponPeriod.doc 427 KB
CA363_InterestRate_CouponPeriod_.doc 431 KB
CA363_PRED_ExampleINTR_XS1370722032.xlsx 12 KB
CA364_SR18_CR_DEVI_UsageRule_.xlsx 87 KB
CA364_SR18_CR_DEVI_UsageRule_MiekoExamples.xlsx 16 KB
CA365_SWIFT_Mt_565_Split_elections.xlsx 22 KB
CA366_SR2019_CONV_DEF_CR_MT__SMPG.xlsx 90 KB
CA366_Voluntary_Rolling_Ongoing_Events_Flows.docx 102 KB
CA366_Voluntary_Rolling_Ongoing_Events_Flows_EXWA_FR.docx 75 KB
CA367_FRN_calculation_explanation_v2.xlsx 17 KB
CA367_INTP_OFFR_MultipleCurrencies.docx 16 KB
CA367_INTR_OFFR_MultiplePaymentCurrencies.docx 23 KB
CA368_FormOfSecurities_FR.docx 14 KB
CA370_Italian_Tax_Scenario_TAXR_WITL.docx 19 KB
CA371_CONB_in_PCAL_DRAW_.docx 14 KB
CA372_Reverse_Maket_Claims.pdf 166 KB
CA372_Reverse_Market_Claims_v2.xlsx 15 KB
CA375_PPMT_AU_update.xlsx 14 KB
CA375_SR2018.docx 15 KB
CA377_WITH_CANC_REPL_Clarification.docx 117 KB
CA378_TNDP_Market_Practice_Final_DRAFT.docx 224 KB
CA378_TNDP_Market_Practice_Final_version_4_12Nov2018.docx 240 KB
CA378_TNDP_MarketPractice_DRAFT.docx 238 KB
CA378_TNDP_MarketPractice_DRAFT_v3.docx 274 KB
CA378_TNDP_MarketPractice_DRAFT_v3.pdf 575 KB
CA378_TNDP_MarketPractice_Final_v3.docx 274 KB
CA378_TNDP_MDPUG_Comments.docx 16 KB
CA378_TNDP_SMPG_Questions_Answers.docx 40 KB
CA378_TNDP_SMPG_Questions_v2.docx 26 KB
CA380_US_SR2019_submission_topic2.xlsx 53 KB
CA382_CAST_Message_-_Option_level_detail_-_new.doc 113 KB
CA382_CAST_message_example.docx 31 KB
CA382_CAST_Message_OptionLevelDetail_v3.doc 115 KB
CA382_InstructionStatementEnrichment.docx 14 KB
CA385_MiFIDII_SalesOfRights_MP.docx 41 KB
CA386_QCAS_MP_16th_Nov_2017.docx 136 KB
CA388_Buy-up_quantity_-_FR_CR_proposal.pptx 1 MB
CA388_French_DVOP_examples_updated_17Jan2018_-_all_cases.xlsx 70 KB
CA388_French_DVOP_examples_updated_17Jan2018_V2.xlsx 70 KB
CA388_SR2019_BUYQ_Example.xlsx 18 KB
CA388_SR2019_ChangeRequest_BUYQ_2018-01-31_without_attachment.xlsx 115 KB
CA388_SR2019_ChangeRequest_MT__Template_FR.xlsx 1 MB
CA389_Brazil_Distributions_Summary.docx 275 KB
CA389_Brazil_Distributions_Summary_V2.docx 279 KB
CA389_Brazil_Dividends_-_MDPUG_Discussion_Points__21-11-17.docx 277 KB
CA389_Brazilian_events_classification.pdf 92 KB
CA389_BrazilianDistributions.docx 16 KB
CA389_BrazilianDistributionTypes_Descriptions.docx 16 KB
CA390_Moratorium_interests1.docx 75 KB
CA392_CDFI_examples_SMPG_Tax_Subgroup.docx 30 KB
CA392_COIN_-_GMP1_amendment__SMPG_Tax_Subgroup__V2.docx 20 KB
CA392_CR_to_Distinguish_between_foreign_and_local_dividends.xlsx 98 KB
CA392_ZA_CR.xlsx 98 KB
CA398_SMPG_CA__GMP1_-_Market_Claims_-_proposed_wording.docx 21 KB
CA398_SMPG_CA__GMP1_-_Market_Claims_-_proposed_wording_JL.docx 24 KB
CA398_SMPG_CA__GMP1_-_Market_Claims_-new_proposed_wording.docx 23 KB
CA399_Buyer_Protect_Instruction_Workflow.doc 116 KB
CA399_CAST_Message_-_Option_level_detail_-_new.doc 113 KB
CA399_CAST_Message_-_Option_level_detail_V2.doc 114 KB
CA399_cover_protect.docx 71 KB
CA399_Protect_Instruction_Workflow.doc 118 KB
CA399_SR2019_ChangeRequest_MT__-ver2.xlsx 729 KB
CA399_SR2019_ChangeRequest_MT__v3.xlsx 729 KB
CA400-Scheme_of_Arrangement_.docx 13 KB
CA400_Scheme_of_arrangement.pdf 331 KB
CA400_Scheme_of_Arrangement_CH_Input.docx 27 KB
CA400_Scheme_of_Arrangement_JPL.docx 13 KB
CA400_SchemeOfArrangement.docx 15 KB
CA400_SchemeOfArrangement_ZA_Input.docx 14 KB
CA401_SHRD2_IA_eur-lex.europa.pdf 472 KB
CA401_SHRD2_PART-2018-146184V3.pdf 307 KB
CA401_SHRD2_PART-2018-146184V3_Annex.pdf 442 KB
CA403_-_COAF__CORP_and_SAFE_updated_11dec18.docx 13 KB
CA403_-_COAF__CORP_and_SAFE_updated_11dec18_-_comments_XS.docx 14 KB
CA403_MultiDepositedSecurities_MPAmendment.docx 14 KB
CA403_MultiDepositedSecurities_MPAmendment_next.docx 14 KB
CA405_Change_Request_Blocking_of_Securities.xlsx 81 KB
CA405_CMH-TF_Issues_Note_-_CA_Events_Requiring_Blocking_of_Securities.docx 47 KB
CA406_SR2020_ChangeRequest_MT__MITI_DE_v02.xlsx 77 KB
CA408_20180524_jersey_dana_gas_sukuk_tendoff_prospectus.pdf 9 MB
CA411_EXRI_-_CHOS_or_VOLU_v1.docx 24 KB
CA412_PCAL_with_change_of_ISIN.docx 78 KB
CA413_CMH-TF_CAJWG_JPL.pptx 1 MB
CA413_CMH-TF_Corporate_Actions_Harmonisation_Questions.docx 55 KB
CA413_CMH_TF_Schedule_Planner_2019_ext.pdf 61 KB
CA413_SMPG_List_DVOP_DRIP_on_rights.xlsx 12 KB
CA414_On_actual_and_contractual_payments_GMP1_proposal.docx 54 KB
CA414_On_actual_and_contractual_payments_GMP1_proposal_CS.docx 35 KB
CA418_SR2019_SMPG_MP_changes_V0_1.docx 126 KB
CA418_SR2020_ChangeRequest_MT__Template_Removal_of_PRII.xlsx 90 KB
CA419_Def_INBA_UNBA.docx 15 KB
CA422_SRD2_SMPG_TaskForceProgress_v3.pptx 331 KB
CA423_UsageOfADDBATFX.docx 22 KB
CA425_Index_bonds.docx 15 KB
CA436_SR2020_ChangeRequest_-_SMPG_-_tax_rate_in_BENODET_CS.xlsx 91 KB
CA437_8.6_-_proposed_new_wording.docx 20 KB
CA437_Auto-FX.docx 14 KB
CA437_Auto-FX_Mari.docx 14 KB
CA444_EIG_-_QINS_usage_for_each_CAEV.xlsm 161 KB
CA457_DateTimeFormatOptionCR.xlsx 14 KB
CA457_UTCTime_FormatOptionE_v4.docx 34 KB
CA472_SRDII_Indicator_MP_Update.docx 27 KB
CA475_Pagination_SID_Response.docx 67 KB
CA476_Joint_Funds___CA_Sub-Group.docx 43 KB
CA478_CharacterSet_MP_forBAHv2.docx 40 KB
CA479_Quorum_Required_Issue.docx 20 KB
CAOTHER_CA SMPG Linking Events.docx 27 KB
DENMPG_MT564_INFO_Change_Request_SR_2015.doc 91 KB
Mystandards_Principles_For_CA_SMPG_UG_20160921.xlsx 37 KB